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Since antiquity, bad actors have found new ways to deceive the public. With artificial intelligence, fraudsters have a new tool to exploit. Joe Kennedy, though, said it best: “The Commission will make war without quarter on any who sell securities by fraud or misrepresentation.”
About - SEC.gov
Jun 29, 2024 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.
Search Filings - SEC.gov
Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
Pathways: Internship Program - SEC.gov
Must be a U.S. citizen; Maintain a cumulative grade point average of a 2.5 or higher; Remain in good academic standing with the educational institution; Maintain at least a half-time course load the duration of the program; Enter into a written agreement (i.e., Participant Agreement) that outlines roles and responsibilities; Assignment of a ...
Mission - SEC.gov
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and ...
SEC.gov | Careers at the Securities and Exchange Commission
Careers at the Securities and Exchange Commission The SEC serves as the investor's advocate and seeks the best and brightest talent to join its team. Applicants must be U.S. citizens, and positions are located in Washington, D.C., or regional offices around the United States.
Litigation Releases | U.S. Securities and Exchange Commission
Enforcement & Litigation; Litigation Releases; Administrative Proceedings; Administrative Law Judge Orders and Initial Decisions
SEC.gov | Statutes and Regulations
securities of municipal, state, and federal governments. By exempting many small offerings from the registration process, the SEC seeks to foster capital formation by lowering the cost of offering securities to the public. Securities Exchange Act of 1934. With this Act, Congress created the Securities and Exchange Commission.
Press Releases - SEC.gov
2 days ago · SEC Modernizes the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934: 2024-202 : Dec. 16, 2024: Becton Dickinson to Pay $175 Million for Misleading Investors About Alaris Infusion Pump: 2024-201 : Dec. 13, 2024: SEC Announces Departure of Corporation Finance Division Director Erik Gerding
Nov 15, 2024 · Securities and Exchange Commission Office of the Whistleblower . Annual Report to Congress for Fiscal Year 2024 . November 15, 2024 . The U.S. Securities and Exchange Commission’s Whistleblower Program (Program) had another strong year, working to fulfill its mission to protect investors by administering an