Your First Step to a Career in the Securities IndustryEffective Oct. 27, 2025, FINRA will reduce the number of unscored (pretest) questions delivered to candidates on the Securities Industry …

Free Guide to Pass Your SIE Exam - the first time! Covers exam structure, study strategies, the full SIE Exam preparation process, registration, and key resources to help you succeed.

Nov 18, 2024 · The SIE exam is a required qualifications exam administered by FINRA. It tests basic information including products, risks, the structure & function of the securities industry & …

Nov 18, 2025 · The Securities Industry Essentials Exam, also known as the SIE Exam, is an entry level examination. It is required for all prospective securities industry professionals.

The Securities Industry Essentials (SIE) Examination is an introductory level exam offered by FINRA that assesses basic securities industry information for anyone who is looking to work in …

Jun 3, 2024 · Learn what the SIE Exam is, its purpose, structure, and benefits. Discover how passing the SIE Exam can jumpstart your career in the securities industry.

Apr 18, 2025 · So, what is the SIE exam, how do you prepare, and what happens next? Let’s break it down. The Securities Industry Essentials (SIE) exam is an entry-level test …

Get firsthand experience with a free practice test for the Security Industry Essentials ® (SIE ®) Exam. Answer 75 multiple-choice questions that are similar to those you might find on the SIE …

Find what you need to know about the Securities Industry Essentials (SIE) Exam. From format to what topics are covered, Kaplan has what you need to know.

To become a registered representative, you must pass both the SIE and the Series 7 exam. The order in which you pass the exams does not matter as long as you pass both exams.