The team has left Raymond James to bring $425 million in AUM to Concurrent’s 1099 affiliation platform, which now oversees ...

William Carleton kept profitable trades while assigning losing positions to clients, netting $6 million over seven years ...

Also, HSBC hires family office and bank leads; $2B Lear lands Bloomberg chairman for board; Alaris names deal lead; and ...

State Street is now marketing its custody offering to larger RIAs, with plans to go live with an anchor client in the next ...

Also, Savant adds two CPA firms while rebranding its tax division, Carson brings on its 50th office, and LPL recruits a team ...

Michael Stark, a former pilot and financial advisor to Delta employees, has agreed to join $50B Steward Partners in Georgia.

Claude for Financial Advisors connects to custodians, CRMs and planning tools to help with research, prep and documentation ...

Ridgeline, an AI-native investment management platform, raised $250 million in a Series E round led by Founder Dave Duffield ...

Experts praise AI potential but question if Claude can meet advisors' specific workflow needs across different practice types ...

The round values Pave Finance at $100 million, which touts a lower-cost, personalized investment platform for financial ...

Grayscale Investments has launched Grayscale Model Portfolios, a suite of models that provide suggested allocations across ...

Knicks star creates Thirty Third Management Group to handle his off-court business and represent clients across sports ...