The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission entered into a memorandum of understanding to guide coordination and collaboration between the two agencies, ...

Two of the US’s most influential financial regulators have agreed to better coordinate oversight of the financial markets, ...

The two agencies sealed their memorandum of understanding to link the parts of their work that overlap, and coordinated ...

In May 2024, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Regulation S-P, requiring registered investment advisers (RIAs) to adopt written incident response program policies ...

The committee that steers the U.S. securities regulator on investor issues voted to support a new effort to regulate stock transactions on blockchains.

-The U.S. Securities and Exchange Commission on Thursday unveiled its rulemaking agenda for the upcoming months, which could see broad proposals to revamp cryptocurrency regulations and reduce rules ...

New SEC and CFTC agreement aims to coordinate oversight as crypto infrastructure and prediction markets reshape modern financial regulation ...

SEC Form 1-A is a filing with the SEC for entities seeking exemption from registration requirements for certain public offerings. Explore its purpose and examples here.

The Securities and Exchange Commission initiated only 10 accounting and auditing actions last year — its lowest level in nine ...

Smart rules for the new technology can unleash a wave of innovation like the one the 1996 Telecommunications Act fostered for the internet. Elon Musk and Vivek Ramaswamy should encourage Congress to ...

The US Securities and Exchange Commission (SEC) is a federal agency based in Washington, DC. It oversees the US securities industry, protects investors, and supports fair and efficient markets. As of ...