On September 8, The Nasdaq Stock Market LLC (Nasdaq) filed a Form 19b-4 with the Securities and Exchange Commission (SEC), proposing rule changes that would allow trading of equity securities and ...

The US Securities and Exchange Commission is setting up a new unit to focus on securities fraud by foreign companies, one of the first signals of the regulator’s enforcement priorities under the Trump ...

Hester M. Peirce said in a statement Wednesday that digital versions of stocks are still subject to federal securities laws. By Matthew Goldstein The head of the Securities and Exchange Commission’s ...

Paul Atkins’ first public event as chairman of the U.S. Securities and Exchange Commission was a crypto roundtable on Friday, where the new agency chief devoted his inaugural speech to assuring the ...

The guide was a good-faith primer on crypto custody basics and best practices, including different forms of wallet storage and common risks. The United States Securities and Exchange Commission (SEC) ...

CME Group Inc. said the US Securities and Exchange Commission has approved the registration of a new clearing house that will facilitate compliance with forthcoming SEC mandates for Treasury ...