On May 16, 2024, the U.S. Securities and Exchange Commission (“SEC”) announced the adoption of amendments to Regulation S-P that were proposed last year (“Final Amendments”).[1] The Final Amendments ...

The Securities and Exchange Commission (SEC) is illegally collecting data of every citizen who invests in the stock market, according to a new lawsuit. The New Civil Liberties Alliance (NCLA) filed ...

The CFTC and SEC submitted guidance on prediction markets and application of securities laws, respectively, to the White House this week as Congress considers market structure.

Since 2022, the U.S. Securities and Exchange Commission (SEC) has proposed several cybersecurity rules applicable to numerous regulated entities that, if adopted, would impose quick notification ...

The Securities and Exchange Commission has levied a $325,000 penalty against M Holdings Securities for failing to maintain adequate cybersecurity safeguards across its nationwide network of member ...

Coinbase is launching a new legal offensive against the Securities and Exchange Commission and the Federal Deposit Insurance Corporation to procure documents relating to the agencies’ approaches to ...

SolarWinds (NYSE:SWI) and its chief information security officer were charged with fraud and internal control failures by the SEC on Monday. Shares were little changed post-market on Monday. In its ...

The 2025 Southeastern Conference (SEC) media days event will be held at the College Football Hall of Fame and at the Omni Atlanta Hotel in Atlanta, Georgia, from July 14-17. The event features ...